In particular, the funds may use derivatives as well as enter into securities lending, repurchase and reverse repurchase transactions in accordance with ni 81102. Terms defined in national instrument 81102 or national instrument 81105 mutual fund sales practices and used in this instrument have the respective meanings ascribed to them in those instruments. Mutual fund sales practices 2009 national instrument 81. National instrument 81102 investment funds, national instrument 81105 mutual fund sales practices or national instrument 81106 investment fund continuous disclosure and used in this form have the meanings that they have in those national instruments. Regulation 81102 pdf 527 kb this link will open in a new windowupdated on 21 december 2018mutual funds last amendment in force on january 3, 2019. Investment fund continuous disclosure ni 81106, national instrument 81 107.
Amendments to national instrument 81102 investment funds. Amendment to national instrument 81102 related to implementation of stage 1 of point of sale disclosure for mutual funds effective january 1, 2011 september 18, 2009. Mutual funds 102cp 81 and to companion policy 81106cp to national instrument 81106. Ministerial approval has been sought for the proposed amendments, as described in the july 17, 2009. Unofficial consolidated national instrument 81102 and companion policy as of september 22, 2014. If a commodity pool, as that term was defined in national instrument 81104 commodity pools on january 2, 2019, has filed a prospectus for which a receipt was granted on or before that date, until july 4, 2019, the version of national instrument 81101 mutual fund prospectus disclosure in effect on january 2, 2019 applies to the. National instrument 81102 issued by the canadian securities administrators csa. Unofficial consolidated national instrument 81102 and companion policy as of september 28, 2009. Commodity pools ni 81104, currently applicable to publicly offered commodity pools, and subsumes that regime into the new category of alternative funds in ni 81102.
The references above to a national instrument include its forms. Glossarynational instrument 81102 investment funds ni 81102 related contentthis canadian national instrument regulates. The fund must comply with the requirements of national instrument 81102 investment funds ni 81102 applicable to nonredeemable investment funds, subject to any exemptions therefrom applicable to the fund. General order 81502 of investment funds in the matter of. If one part b section is bound separately from the part a section of the document, all part b sections must be separate from the part a section of the document.
However, ni 81102 does not subject nonredeemable investment funds closedend investment funds, including the company, to all of the same restrictions and practices with respect to concentration and liquidity of portfolio holdings. The proposal also eliminates national instrument 81 104. National instrument 81106 investment fund continuous. The instrument is amended by adding the following part. The title is amended by replacing mutual funds with investment funds. Investment funds rule 81102 nova scotia securities commission. Fund means a mutual fund to which this instrument and national instrument. This document is for reference purposes only and is not an official statement of the law. Submissions have since been made as a result of discussion at some late january meetings. The csa are also making changes the related changes to companion policy 81102cp to national instrument 81102. A nonredeemable investment fund that is a reporting issuer. A new mutual fund continuous disclosure filing type compliance reports ni 81102 and exemptions and other applications filing type applications ni 81102 has been added to facilitate filings under national instrument 81102. Testing automotive infotainment systems with digital cockpits requires softwaredefined automated test systems that can meet rapidly changing test requirements.
As such, some of the rules applicable to alternative mutual funds differ from conventional mutual funds. Investment fund continuous disclosure ni for financial years beginning on or after january 1, 2014. Companion policy 81102cp to national instrument 81102 investment. The national instruments that apply to investment funds include. For greater certainty, to the extent there is a conflict or inconsistency between the information in this annual information. A form prescribed under national instrument 33109 registration information that is. National instrument 41101 general prospectus requirements february 9, 2012 introduction the canadian securities administrators the csa or we, are making amendments the amendments to the following rules and policy. The proposed amendments recognize that the commodity pool rules have. National instrument 81102 investment funds table of contents. National instrument 81 102 mutual funds is amended by this instrument. Part 4 of national instrument 81102 investment funds and section. Instrument is not an official statement of the law.
Csa notice of amendments to national instrument 81 102. Download the sedar national instrument in pdf format. If a commodity pool, as that term was defined in national instrument 81104. Amendments to national instrument 81 102 mutual funds. The table of contents of national instrument 81102 mutual funds is amended by adding the new tops vol 33 pdf following after appendix b1, appendix b2 and appendix b3. Unofficial consolidation september 22, 2014 1 this document is an unofficial consolidation of all amendments to national instrument 81101 mutual fund prospectus disclosure, form 81101f1 contents of simplified prospectus, form 81101f2 contents of annual information form, form 81101f3 contents of fund facts document and companion policy 81101cp, applying from. East coast investment grade income fund the fund is a closedend investment fund formed as a trust under the laws of the province of ontario pursuant to its original declaration of trust dated april 26, 2012, which was amended and restated as of april 27, 20 and april 17, 2017, and as may be further amended declarationthe of trust. This fund is an alternative mutual fund and is being offered under new national instrument 81102 investment fund ni 81102 rules. Learn about nis scalable semiconductor test solutions that address cost, design, and device challenges while delivering industryleading measurement accuracy. The manager has obtained certain exemptions from the csa. In this instrument annual management report of fund performance means a document prepared in accordance with part b of form 81106f1. Amendments to national instrument 81102 mutual funds 1. National instrument 81101 mutual fund prospectus disclosure.
This document is an unofficial consolidation of all amendments to national instrument 81105 mutual fund sales practices and companion policy 81105cp, applying from september 28, 2009. Filers should refrain from using the following filing types to create new filings. Amendments to national instrument 81102 investment. Nothing in this publication is intended to constitute legal, tax, securities or investment advice, nor an opinion regarding the appropriateness of any investment, nor a solicitation of any type. The text boxes in this document are for explanatory purposes only and are not. National instrument 81106 investment fund continuous disclosure. National instrument 81102 investment funds ni 81102. National instrument 81102 mutual funds and companion policy 81102cp, together with the proposed amendments to the instrument that are projected to apply from september 28, 2009. This document is an unofficial consolidation of all amendments to national instrument 81102 investment funds and companion policy 81102cp, applying from september 22, 2014.
As a result, a new category of prospectusoffered investment funds known as alternative mutual funds has been created. National instrument 81105 mutual fund sales practices ni 81105 regulates the. National instrument 81102 investment funds includes amendments up to b. Unofficial consolidated ni 81102 and 81102cp ontario. Tor0685347v11scotia funds advisor series preliminary. As a result of the harmonization efforts of the canadian securities administrators, securities markets are governed by a number of largely aligned national or multilateral instruments.
770 627 1630 1265 1073 807 1174 835 266 564 881 719 640 1565 150 1074 397 864 751 79 525 542 1047 1175 1486 698 1419 1072 219 569 676 1588 706 497 1272 551 1163 1000 214 492 1491 1421 192 1371 335